DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
P•• T••••••• G••••• M••••• F•••• L•••
Gross asset value
$2.2B
as of Sep 30, 2019; not a fund size
Peak GAV
$5.4B
highest filing
Owners
88
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
6%
of the fund
Owned by funds
26%
fund-of-funds interests
Non-US owners
34%
Reported
19 filings
Apr 1, 2013 to Sep 30, 2019
Reporting history
one row per Form ADV filing
Gross asset value$2.2B as of Sep 30, 2019
Apr 1, 2013$0 then
Owners88 as of Sep 30, 2019
Apr 1, 20131 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-113633reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Citigroup Global Markets Inc.New York, New York
- Goldman Sachs & Co. LLCNew York, New York
- J.P. Morgan Securities LLCNew York, New York
- Merrill Lynch Professional Clearing Corp.New York, New York
- Morgan Stanley & Co. LLCNew York, New York
- The Northern Trust Intl Banking CorpJersey City, New Jersey
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 6.0%reportedadviser and related persons