DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S•••• B•••••• L••••••••• E••••• F••• L•
Gross asset value
$49.9M
as of Jun 23, 2026; not a fund size
Peak GAV
$472M
highest filing
Owners
118
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
6%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
25 filings
Feb 17, 2012 to Jun 23, 2026
Reporting history
one row per Form ADV filing
Gross asset value$108M as of Jun 26, 2024
Feb 17, 2012$70.7M then
Owners118 as of Jun 26, 2024
Feb 17, 201234 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 68% of the adviser's clients investedreported
- Form D file number
- 021-173254reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bmo Harris Bank N.A.Chicago, Illinois · LEI 3Y4U8VZURTYWI1W2K376
- Charles Schwab & Co., Inc.New York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 6.0%reportedadviser and related persons