DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

F••• W••••••••• G••••• A•••• M••••• F••• L•

Gross asset value
$115M
as of Sep 29, 2017; not a fund size
Peak GAV
$115M
highest filing
Owners
3
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
100%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
11 filings
May 27, 2015 to Sep 29, 2017
Reporting history
one row per Form ADV filing
Gross asset value$115M as of Sep 29, 2017
May 27, 2015$101M then
Owners3 as of Sep 29, 2017
May 27, 20153 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
master fundreported
Fund of funds
noreported
Organized in
Cayman Islandsreported
Clients solicited
yes, 0% of the adviser's clients investedreported
Form D file number
none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Barclays Capital Inc.
    New York, New York
  • Northern Trust Hedge Fund Services LLC
    Chicago, Illinois
  • Societe Generale Newedge Uk Limited
    London, United Kingdom
  • Wells Fargo Securities, LLC
    Charlotte, North Carolina
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
100%reportedadviser and related persons