DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

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Venture Capital Fundadvised byunclassified805-8256927167IAPD
Gross asset value
$0
as of Apr 18, 2019; not a fund size
Peak GAV
$1.7M
highest filing
Owners
12
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
0%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
15 filings
Mar 29, 2012 to Apr 18, 2019
Reporting history
one row per Form ADV filing
Gross asset value$0 as of Apr 18, 2019
Mar 29, 2012$1.6M then
Owners12 as of Apr 18, 2019
Mar 29, 201211 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
021-122909reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • American Stock Transfer & Trust Company, LLC
    Brooklyn, New York · LEI 254900TS5EWP83BEOU02
  • Cowen And Company
    Jersey City, New Jersey · LEI 549300WR155U7DVMIW58
  • J.P. Morgan Securities LLC
    New York, New York
  • Jeffries & Company Inc.
    New York, New York · LEI NY9Q8VBNB6D1L6YV0J84
  • Leerink Swann
    Jersey City, New Jersey · LEI 549300AAH7U76CEUBI94
  • Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New York, New York · LEI 8NAV47T0Y26Q87Y0QP81
  • Morgan Stanley
    Los Angeles, California
  • Pershing LLC
    Jersey City, New Jersey
  • Piper Jaffray & Co.
    Minneapolis, Minnesota
  • Silicon Valley Bank
    Menlo Park, California · LEI 0K2D5AK28E3O5CC06E35
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
0.0%reportedadviser and related persons