DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

S••••• C•••••• B••••••••• L•••

Venture Capital Fundadvised byS••••• C••••••asset manager805-8262065498no longer reportedIAPD
Gross asset value
$0
as of Mar 29, 2016; not a fund size
Peak GAV
$13.3M
highest filing
Owners
4
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
1%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
6 filings
Feb 15, 2012 to Mar 29, 2016
Reporting history
one row per Form ADV filing
Gross asset value$0 as of Mar 29, 2016
Feb 15, 2012$13.3M then
Owners4 as of Mar 29, 2016
Feb 15, 20124 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
yes, 8% of the adviser's clients investedreported
Form D file number
021-84857reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New York, New York
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
1.0%reportedadviser and related persons