DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
P•••••• M••••••••• R••••• F••• L•••
Hedge Fundadvised byP•••••• P•••••• F••• A••••••• L••asset manager805-8267553741no longer reportedIAPD
Gross asset value
$54.4M
as of Jul 5, 2018; not a fund size
Peak GAV
$54.4M
highest filing
Owners
1
beneficial owners reported
Minimum investment
$500,000
as reported
Adviser and related own
100%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
9 filings
Aug 22, 2014 to Jul 5, 2018
Reporting history
one row per Form ADV filing
Gross asset value$54.4M as of Jul 5, 2018
Aug 22, 2014$50.5M then
Owners1 as of Jul 5, 2018
Aug 22, 20141 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Barclays Capital Inc.New York, New York
- Morgan Stanley & Co. LLCNew York, New York
- Sg Americas Securities, LLCNew York, New York
Across DFX
shared identifiers only
- P•••••• M••••••••• R••••• F••• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 100%reportedadviser and related persons