DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
A•• E••••••• M•••••• M••••• H•••• F•••• L•••
Gross asset value
$30.9M
as of Jun 26, 2019; not a fund size
Peak GAV
$161M
highest filing
Owners
3
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
20%
of the fund
Owned by funds
80%
fund-of-funds interests
Non-US owners
0%
Reported
22 filings
Mar 22, 2013 to Jun 26, 2019
Reporting history
one row per Form ADV filing
Gross asset value$30.9M as of Jun 26, 2019
Mar 22, 2013$0 then
Owners3 as of Jun 26, 2019
Mar 22, 20130 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- yes, 0% of the adviser's clients investedreported
- Form D file number
- 021-190125reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Deutsche Bank Securities Inc.New York, New York
- Goldman SachsLondon, United Kingdom · LEI W22LROWP2IHZNBB6K528
- Bank Of America Merrill LynchLondon, United Kingdom · LEI GGDZP1UYGU9STUHRDP48
- Merrill Lynch Professional Clearing Corp.New York, New York
- Morgan Stanley & Co. LLCNew York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 20%reportedadviser and related persons