DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
P••••••• M•••••• E••••• I• L•
Gross asset value
$680,097
as of Jun 15, 2020; not a fund size
Peak GAV
$9.2M
highest filing
Owners
32
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
13%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
12 filings
Mar 31, 2017 to Jun 15, 2020
Reporting history
one row per Form ADV filing
Gross asset value$680,097 as of Jun 15, 2020
Mar 31, 2017$4.7M then
Owners32 as of Jun 15, 2020
Mar 31, 201732 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 2% of the adviser's clients investedreported
- Form D file number
- 021-283548reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- National Financial Services LLCBoston, Massachusetts · LEI 549300JRHF1MHHWUAW04
- The Huntington National BankColumbus, Ohio · LEI 2WHM8VNJH63UN140L754
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 13%reportedadviser and related persons