DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
M••• L•
Gross asset value
$101M
as of Oct 23, 2020; not a fund size
Peak GAV
$116M
highest filing
Owners
2
beneficial owners reported
Minimum investment
$100M
as reported
Adviser and related own
1%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
18 filings
Jan 21, 2016 to Oct 23, 2020
Reporting history
one row per Form ADV filing
Gross asset value$101M as of Oct 23, 2020
Jan 21, 2016$111M then
Owners2 as of Oct 23, 2020
Jan 21, 20162 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-253252reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Cantor Fitzgerald & Co.New York, New York
- J.P. Morgan Securities LLCNew York, New York
- Jefferies LLCNew York, New York
- Northbrook Bank & TrustNorthbrook, Illinois
- Td Prime Services LLCNew York, New York
Across DFX
shared identifiers only
- M••• L• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 1.0%reportedadviser and related persons