DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

S•••••• F••••••• L•••

Private Equity Fundadvised byS•••••• E••••• P•••••••asset manager805-8300833758no longer reportedIAPD
Gross asset value
$0
as of Mar 29, 2016; not a fund size
Peak GAV
$135M
highest filing
Owners
40
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
48%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
9 filings
Feb 9, 2012 to Mar 29, 2016
Reporting history
one row per Form ADV filing
Gross asset value$0 as of Mar 29, 2016
Feb 9, 2012$113M then
Owners40 as of Mar 29, 2016
Feb 9, 201228 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • U.S. Bank
    Los Angeles, California
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
48%reportedadviser and related persons