DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

J•• C• L•• L•••

Hedge Fundadvised byJ•••••• C•••••• M••••••••• L••••former805-8318454803no longer reportedIAPD
Gross asset value
$8.3M
as of Feb 12, 2015; not a fund size
Peak GAV
$8.3M
highest filing
Owners
100
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
52%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
10%
Reported
9 filings
Apr 2, 2012 to Feb 12, 2015
Reporting history
one row per Form ADV filing
Gross asset value$8.3M as of Feb 12, 2015
Apr 2, 2012$6.5M then
Owners100 as of Feb 12, 2015
Apr 2, 2012110 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Bmo Harris Bank
    Kansas City, Missouri
  • Chardan Capital Markets LLC
    New York, New York
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
52%reportedadviser and related persons