DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

W••• S••••• E••••• P••••••• O••••••• H•••••• • B• A••••• L•••

Private Equity Fundadvised byG•••••• S•••• • C•• L••wirehouse805-8323162065IAPD
Gross asset value
$1.0M
as of Nov 19, 2024; not a fund size
Peak GAV
$56.9M
highest filing
Owners
8
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
100%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
97%
Reported
217 filings
Apr 1, 2013 to Nov 19, 2024
Reporting history
one row per Form ADV filing
Gross asset value$44.1M as of Sep 15, 2017
Apr 1, 2013$10.5M then
Owners70 as of Sep 15, 2017
Apr 1, 201359 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
master fundreported
Fund of funds
noreported
Organized in
Cayman Islandsreported
Clients solicited
yes, 0% of the adviser's clients investedreported
Form D file number
021-244600reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • 77 Bank
    Sendai, Japan
  • Barclays Bank Plc
    London, United Kingdom
  • Barclays Bank Plc, Jersey Branch
    St. Helier, Jersey
  • Ca Indosuez Wealth (Europe)
    Luxembourg, Luxembourg
  • Carta Securities, LLC
    San Francisco, California
  • China (Shanghai) Pilot Free Trade Zone Branch, Bank Of China, Shanghai
    Shanghai, China
  • Citibank N.A.
    New York, New York
  • Computershare
    Canton, Massachusetts
  • Danske Bank
    Trondheim, Norway
  • Ebury
    London, United Kingdom
  • First Caribbean International Bank
    St. Michael, Barbados
  • G•••••• S•••• • C•• L••
    New York, New York · related person of the adviser
  • Hsbc Bank (Mauritius) Limited
    Ebene, Mauritius
  • Hsbc Bank Bermuda Limited
    Hamilton, Bermuda
  • Hsbc China Beijing Municipal Branch
    Chaoyang, China
  • Hsbc France
    Paris, France
  • Industrial And Commercial Bank Of China (Icbc) Huaibei Branch
    Huaibei, China
  • Industrial And Commercial Bank Of China Limited Beijing Trade Center Sub-Branch
    Chaoyang, China
  • JP Morgan Chase Bank, Na
    New York, New York
  • Macquarie Bank Limited
    Sydney, Australia
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
100%reportedadviser and related persons