DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
D• E• S••• U••• B•••• M••••• C••• A•••• E•••••••• P••••••••• L•••••
Gross asset value
$1.9B
as of Aug 9, 2024; not a fund size
Peak GAV
$5.2B
highest filing
Owners
28
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
0%
of the fund
Owned by funds
5%
fund-of-funds interests
Non-US owners
0%
Reported
40 filings
Feb 29, 2012 to Aug 9, 2024
Reporting history
one row per Form ADV filing
Gross asset value$1.9B as of Aug 9, 2024
Feb 29, 2012$94.5M then
Owners28 as of Aug 9, 2024
Feb 29, 20127 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 0% of the adviser's clients investedreported
- Form D file number
- 021-101536reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of New York MellonNew York, New York · LEI HPFHU0OQ28E4N0NFVK49
- Barclays Capital Inc.New York, New York · LEI AC28XWWI3WIBK2824319
- Citigroup Global M•••••S IncNew York, New York · LEI MBNUM2BPBDO7JBLYG310
- Hsbc Bank USA, N.A.New York, New York · LEI 1IE8VN30JCEQV1H4R804
- State Street Bank And Trust CompanyBoston, Massachusetts · LEI 571474TGEMMWANRLN572
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 0.0%reportedadviser and related persons