DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S•• C••••••••• O••••••••• F•••• L•••• C•••• A•
Gross asset value
$5.8M
as of Jun 27, 2019; not a fund size
Peak GAV
$8.4M
highest filing
Owners
7
beneficial owners reported
Minimum investment
$500,000
as reported
Adviser and related own
20%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
13 filings
Mar 29, 2012 to Jun 27, 2019
Reporting history
one row per Form ADV filing
Gross asset value$5.8M as of Jun 27, 2019
Mar 29, 2012$7.6M then
Owners7 as of Jun 27, 2019
Mar 29, 20128 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- California, United Statesreported
- Clients solicited
- yes, 0% of the adviser's clients investedreported
- Form D file number
- 021-138250reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Morgan Stanley & Co. LLCSan Francisco, California
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 20%reportedadviser and related persons