DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

N••••••• S•••••• O••••••••• F••• I•• L••

Other Private Fundadvised byN••••••• I••••••••• L••asset manager805-8353131891IAPD
Gross asset value
$13.3M
as of Mar 26, 2024; not a fund size
Peak GAV
$13.3M
highest filing
Owners
21
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
1%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
2 filings
Jan 18, 2024 to Mar 26, 2024
Reporting history
one row per Form ADV filing
Gross asset value$13.3M as of Mar 26, 2024
Jan 18, 2024$13.3M then
Owners21 as of Mar 26, 2024
Jan 18, 202421 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
feeder of 805-6857827750reported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
021-495515reportedthe join to the Form D offering
Type as written
PRIVATE INVESTMENT IN PUBLIC EQUITYreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • National Financial Services LLC
    Boston, Massachusetts
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
1.0%reportedadviser and related persons