DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
D• E• S••• H•••••• C••••••• L•••••
Gross asset value
$1.5B
as of May 5, 2017; not a fund size
Peak GAV
$4.4B
highest filing
Owners
63
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
0%
of the fund
Owned by funds
31%
fund-of-funds interests
Non-US owners
64%
Reported
19 filings
Apr 29, 2013 to May 5, 2017
Reporting history
one row per Form ADV filing
Gross asset value$1.5B as of May 5, 2017
Apr 29, 2013$3.6B then
Owners63 as of May 5, 2017
Apr 29, 201381 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-141374reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Societe Generale, ParisParis, France
- Bank Of America, N.A.New York, New York
- Bank Of New York MellonNew York, New York
- Barclays Bank PlcLondon, United Kingdom
- Barclays Bank Plc, New York BranchNew York, New York
- Barclays Capital Inc.New York, New York
- Barclays Capital Securities, Ltd.London, United Kingdom
- Black Rock, Inc.New York, New York
- Bnp ParibasNew York, New York
- Bnp Paribas SaParis, France
- Citibank N.A.New York, New York
- Citigroup Global Markets Inc.New York, New York
- Computershare LimitedChicago, Illinois
- Credit Suisse InternationalLondon, United Kingdom
- Credit Suisse Securities (Europe) LimitedLondon, United Kingdom
- Credit Suisse Securities (USA) LLCNew York, New York
- Deutsche Bank AgNew York, New York
- Deutsche Bank Securities Inc.New York, New York
- Dreyfus InvestmentsNew York, New York
- Federated Investors, Inc.Pittsburgh, Pennsylvania
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 0.0%reportedadviser and related persons