DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
G•• D••••••• F••• L•
Gross asset value
$49.0M
as of May 11, 2015; not a fund size
Peak GAV
$58.5M
highest filing
Owners
10
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
40%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
4 filings
Apr 1, 2014 to May 11, 2015
Reporting history
one row per Form ADV filing
Gross asset value$49.0M as of May 11, 2015
Apr 1, 2014$58.5M then
Owners10 as of May 11, 2015
Apr 1, 20149 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- feeder of 805-9526669582reported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 100% of the adviser's clients investedreported
- Form D file number
- 021-174432reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Citigroup Global Markets Inc.Greenwich, Connecticut
- Interactive Brokers LLCGreenwich, Connecticut
- J.P. Morgan Clearing Corp.New York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 40%reportedadviser and related persons