DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S•••••••• I••••••••• L•
Gross asset value
$563M
as of Mar 29, 2024; not a fund size
Peak GAV
$566M
highest filing
Owners
3
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
28%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
72%
Reported
9 filings
Mar 30, 2019 to Mar 29, 2024
Reporting history
one row per Form ADV filing
Gross asset value$563M as of Mar 29, 2024
Mar 30, 2019$566M then
Owners3 as of Mar 29, 2024
Mar 30, 20193 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Anchorage Digital Bank N.A.San Francisco, California · LEI 549300JJSDEHXA1AKJ69
- Bnp Paribas Prime Brokerage, Inc.New York, New York
- Bofa Securities, Inc.New York, New York
- Citibank N.A.New York, New York · LEI E570DZWZ7FF32TWEFA76
- Citigroup Global Markets Inc.New York, New York
- Goldman Sachs & Co. LLCNew York, New York
- Hsbc Bank USA, N.A.New York, New York
- J.P. Morgan Chase & Co.New York, New York
- Morgan Stanley & Co. LLCNew York, New York
- National Financial Services LLCBoston, Massachusetts
- RBC Capital Markets, LLCToronto, Canada
- UBS AgStamford, Connecticut
- Wells Fargo Securities, LLCCharlotte, North Carolina
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 28%reportedadviser and related persons