DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S•• P••••••• U•• L•
Gross asset value
$3.5B
as of Aug 28, 2018; not a fund size
Peak GAV
$3.5B
highest filing
Owners
101
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
6%
of the fund
Owned by funds
33%
fund-of-funds interests
Non-US owners
7%
Reported
14 filings
Feb 14, 2012 to Aug 28, 2018
Reporting history
one row per Form ADV filing
Gross asset value$3.5B as of Aug 28, 2018
Feb 14, 2012$1.1B then
Owners101 as of Aug 28, 2018
Feb 14, 201243 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-150057reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Credit Suisse Prime Securities Services (USA) LLCNew York, New York
- Deutsche Bank Securities Inc.New York, New York
- Goldman Sachs & Co. LLCNew York, New York
- Merrill Lynch Professional Clearing Corp.New York, New York
- Morgan Stanley & Co. LLCNew York, New York
- The Bank Of New York MelloNew York, New York
- UBS Ag LondonLondon, United Kingdom
- UBS Securities LLCNew York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 6.0%reportedadviser and related persons