DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S••••• I•••••••• 2••• L••
Gross asset value
$7,000
as of Mar 27, 2015; not a fund size
Peak GAV
$755,000
highest filing
Owners
5
beneficial owners reported
Minimum investment
$200,000
as reported
Adviser and related own
5%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
6 filings
Mar 29, 2012 to Mar 27, 2015
Reporting history
one row per Form ADV filing
Gross asset value$7,000 as of Mar 27, 2015
Mar 29, 2012$755,000 then
Owners5 as of Mar 27, 2015
Mar 29, 20125 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- California, United Statesreported
- Clients solicited
- yes, 35% of the adviser's clients investedreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- City National BankBeverly Hills, California
Across DFX
shared identifiers only
- S••••• I•••••••• 2••• L•• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 5.0%reportedadviser and related persons