DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
T••• V••••••• S••••• I••• L•••
Gross asset value
$184M
as of Mar 28, 2024; not a fund size
Peak GAV
$310M
highest filing
Owners
44
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
2%
of the fund
Owned by funds
26%
fund-of-funds interests
Non-US owners
33%
Reported
6 filings
Mar 29, 2019 to Mar 28, 2024
Reporting history
one row per Form ADV filing
Gross asset value$184M as of Mar 28, 2024
Mar 29, 2019$288M then
Owners44 as of Mar 28, 2024
Mar 29, 201944 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-314553reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of AmericaCharlotte, North Carolina · LEI B4TYDEB6GKMZO031MB27
- ComputershareWilmington, Delaware · LEI 549300BXQ1PX3KGZRT72
- American Stock Transfer And Trust Company, LLCBrooklyn, New York · LEI 254900TS5EWP83BEOU02
- First-Citizens Bank & Trust CompanySanta Clara, California · LEI L9VVX1KT5TFTKS0MLF66
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNew York, New York
Across DFX
shared identifiers only
- T••• V••••••• S••••• I••• L••• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 2.0%reportedadviser and related persons