DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S•••• C•••••• G••••• I••••••••• F••• I•• L•••
Gross asset value
$393M
as of Oct 11, 2024; not a fund size
Peak GAV
$393M
highest filing
Owners
265
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
7%
of the fund
Owned by funds
8%
fund-of-funds interests
Non-US owners
23%
Reported
6 filings
Mar 31, 2022 to Oct 11, 2024
Reporting history
one row per Form ADV filing
Gross asset value$393M as of Oct 11, 2024
Mar 31, 2022$324M then
Owners265 as of Oct 11, 2024
Mar 31, 2022265 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-395412reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Carta Securities, LLCSan Francisco, California
- Computershare LimitedNorth Palm Beach, Florida
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSan Francisco, California
- Silicon Valley BankSanta Clara, California · LEI 0K2D5AK28E3O5CC06E35
- ShareworksCalgary, Canada
Across DFX
shared identifiers only
- S•••• C•••••• G••••• I••••••••• F••• I•• L••• · peshared adv fund id
- S•••• C•••••• G••••• I••••••••• F••• I•• L••• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 7.0%reportedadviser and related persons