DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
O••••••• A••••••••• F••• F••• L•••
Gross asset value
$857,659
as of Nov 15, 2024; not a fund size
Peak GAV
$101M
highest filing
Owners
46
beneficial owners reported
Minimum investment
$500,000
as reported
Adviser and related own
6%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
1%
Reported
22 filings
Feb 29, 2012 to Nov 15, 2024
Reporting history
one row per Form ADV filing
Gross asset value$857,659 as of Nov 15, 2024
Feb 29, 2012$94.3M then
Owners46 as of Nov 15, 2024
Feb 29, 2012126 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bmo Harris Bank N.A.Chicago, Illinois
- Pershing Advisor Solutions LLCJersey City, New Jersey
Across DFX
shared identifiers only
- O••••••• A••••••••• F••• F••• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 6.0%reportedadviser and related persons