DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
C•••••••• F••••• E•• F•••• L•
Gross asset value
$26.5M
as of Nov 20, 2024; not a fund size
Peak GAV
$26.5M
highest filing
Owners
7
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
97%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
199 filings
Oct 14, 2015 to Nov 20, 2024
Reporting history
one row per Form ADV filing
Gross asset value$4.8M as of Oct 27, 2020
Oct 14, 2015$1.0M then
Owners6 as of Oct 27, 2020
Oct 14, 20152 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- California, United Statesreported
- Clients solicited
- yes, 1% of the adviser's clients investedreported
- Form D file number
- 021-247346reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- City National BankLos Angeles, California · LEI 593C3GZG957YOJPS2Z63
- Fidelity Brokerage Services LLCSmithfield, Rhode Island
Across DFX
shared identifiers only
- C•••••••• F••••• E•• F•••• L• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 97%reportedadviser and related persons