DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Private fund

Spectrum Equity Investors Parallel IV, L.P.

Private Equity Fundadvised bySpectrum Equityasset manager805-8534954778no longer reportedIAPD
Gross asset value
$127,097
as of Aug 13, 2014; not a fund size
Peak GAV
$730,235
highest filing
Owners
63
beneficial owners reported
Minimum investment
$50,000
as reported
Adviser and related own
2%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
2%
Reported
5 filings
Feb 13, 2012 to Aug 13, 2014
Reporting history
one row per Form ADV filing
Gross asset value$127,097 as of Aug 13, 2014
Feb 13, 2012$730,235 then
Owners63 as of Aug 13, 2014
Feb 13, 201263 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
021-1143729reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • First Republic Bank, N.A.
    San Francisco, California
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
2.0%reportedadviser and related persons