DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
T•• S•••• N•••••••• P••••••••• L••
Gross asset value
$294M
as of Aug 7, 2024; not a fund size
Peak GAV
$427M
highest filing
Owners
744
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
34%
of the fund
Owned by funds
14%
fund-of-funds interests
Non-US owners
42%
Reported
8 filings
Mar 31, 2022 to Aug 7, 2024
Reporting history
one row per Form ADV filing
Gross asset value$294M as of Aug 7, 2024
Mar 31, 2022$80.1M then
Owners744 as of Aug 7, 2024
Mar 31, 2022147 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bnp Paribas SaParis, France · LEI R0MUWSFPU8MPRO8K5P83
- Citigroup Global Markets Inc.New York, New York · LEI MBNUM2BPBDO7JBLYG310
- Deutsche Bank Ag LondonLondon, United Kingdom · LEI 7LTWFZYICNSX8D621K86
- Goldman Sachs InternationalNew York, New York · LEI W22LROWP2IHZNBB6K528
- J.P. Morgan Securities LLCNew York, New York · LEI ZBUT11V806EZRVTWT807
- Morgan Stanley & Co. LLCNew York, New York · LEI 9R7GPTSO7KV3UQJZQ078
- Morgan Stanley Capital Services, LLCNew York, New York · LEI I7331LVCZKQKX5T7XV54
- Sg Americas Securities, LLCNew York, New York · LEI 549300F35UE0BOM1WJ55
- Societe GeneraleParis, France · LEI O2RNE8IBXP4R0TD8PU41
- State Street Bank And Trust CompanyBoston, Massachusetts · LEI 571474TGEMMWANRLN572
- The Bank Of New York MellonNew York, New York · LEI HPFHU0OQ28E4N0NFVK49
- The Bank Of Nova ScotiaHalifax, Canada · LEI L3I9ZG2KFGXZ61BMYR72
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 34%reportedadviser and related persons