DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S•••••• O••••••• F•••• L•••
Gross asset value
$330M
as of Oct 1, 2014; not a fund size
Peak GAV
$330M
highest filing
Owners
34
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
11%
of the fund
Owned by funds
83%
fund-of-funds interests
Non-US owners
55%
Reported
6 filings
Feb 6, 2012 to Oct 1, 2014
Reporting history
one row per Form ADV filing
Gross asset value$330M as of Oct 1, 2014
Feb 6, 2012$52.3M then
Owners34 as of Oct 1, 2014
Feb 6, 20128 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- feeder of 805-6748547589reported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-21172777reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Credit Suisse Securities (USA) LLCNew York, New York
- Goldman, Sachs & Co.New York, New York
- The Northern Trust CompanyChicago, Illinois
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 11%reportedadviser and related persons