DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
H•••••••• F••• I•• L•••
Gross asset value
$4.1B
as of Mar 29, 2024; not a fund size
Peak GAV
$8.9B
highest filing
Owners
105
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
14%
of the fund
Owned by funds
4%
fund-of-funds interests
Non-US owners
45%
Reported
18 filings
Mar 31, 2015 to Mar 29, 2024
Reporting history
one row per Form ADV filing
Gross asset value$4.1B as of Mar 29, 2024
Mar 31, 2015$2.0B then
Owners105 as of Mar 29, 2024
Mar 31, 201590 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of America, N.A., Hong Kong BranchCentral, Hong Kong
- Bcp Bank (Mauritius) LtdPort Louis, Mauritius · LEI 213800B4JQSRXQZPLD35
- Citco Bank Nederland N.V. Dublin BranchDublin, Ireland · LEI 549300SGF4BS54YG8M65
- Citco Custody LimitedCork, Ireland
- Citic Securities Company LimitedBeijing, China · LEI 300300E1006744000068
- Commerzbank AgFrankfurt, Germany · LEI 851WYGNLUQLFZBSYGB56
- First Shanghai Securities LimitedCentral, Hong Kong · LEI 984500DA4D7147C75C36
- Goldman Sachs InternationalLondon, United Kingdom · LEI W22LROWP2IHZNBB6K528
- Huatai Securities Co., Ltd.Shanghai, China · LEI 3003009ABT0UCWO79Q77
- Merrill Lynch InternationalLondon, United Kingdom · LEI GGDZP1UYGU9STUHRDP48
- Morgan Stanley & Co. International, PlcLondon, United Kingdom · LEI 4PQUHN3JPFGFNF3BB653
- Shanghai Pudong Development BankShanghai, China · LEI 300300C1031031001330
- The Hongkong And Shanghai Banking Corporation LimitedCentral, Hong Kong · LEI 2HI3YI5320L3RW6NJ957
Across DFX
shared identifiers only
- H•••••••• F••• I•• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 14%reportedadviser and related persons