DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

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Private Equity Fundadvised byC•••• I•••asset manager805-8556219382IAPD
Gross asset value
$3.3M
as of Mar 27, 2024; not a fund size
Peak GAV
$145M
highest filing
Owners
28
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
85%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
13 filings
Nov 16, 2020 to Mar 27, 2024
Reporting history
one row per Form ADV filing
Gross asset value$3.3M as of Mar 27, 2024
Nov 16, 2020$29.2M then
Owners28 as of Mar 27, 2024
Nov 16, 202044 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Texas, United Statesreported
Clients solicited
yes, 62% of the adviser's clients investedreported
Form D file number
021-374879reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Ast
    Brooklyn, New York
  • Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New York, New York
  • Texas Capital Bank, N.A.
    Dallas, Texas · LEI 38PG5GG0OEQK4QMSKE59
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
85%reportedadviser and related persons