DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
H••••••• C•••••• M••••••••• L•••
Gross asset value
$18.8M
as of Dec 20, 2018; not a fund size
Peak GAV
$22.8M
highest filing
Owners
37
beneficial owners reported
Minimum investment
$250,000
as reported
Adviser and related own
3%
of the fund
Owned by funds
44%
fund-of-funds interests
Non-US owners
0%
Reported
13 filings
May 23, 2013 to Dec 20, 2018
Reporting history
one row per Form ADV filing
Gross asset value$18.8M as of Dec 20, 2018
May 23, 2013$19.4M then
Owners37 as of Dec 20, 2018
May 23, 201385 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- feeder of 805-1089194331reported
- Fund of funds
- noreported
- Organized in
- Illinois, United Statesreported
- Clients solicited
- yes, 5% of the adviser's clients investedreported
- Form D file number
- 021-256924reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Goldman Sachs & Co. LLCJersey City, New Jersey
- Bmo Harris Bank N.A.Chicago, Illinois
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 3.0%reportedadviser and related persons