DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

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Hedge Fundadvised byP••••••• C••••••• L••asset manager805-8570089483no longer reportedIAPD
Gross asset value
$2.0B
as of Aug 28, 2017; not a fund size
Peak GAV
$3.6B
highest filing
Owners
261
beneficial owners reported
Minimum investment
$10.0M
as reported
Adviser and related own
5%
of the fund
Owned by funds
14%
fund-of-funds interests
Non-US owners
10%
Reported
16 filings
Mar 30, 2012 to Aug 28, 2017
Reporting history
one row per Form ADV filing
Gross asset value$2.0B as of Aug 28, 2017
Mar 30, 2012$2.9B then
Owners261 as of Aug 28, 2017
Mar 30, 2012443 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
master fundreported
Fund of funds
noreported
Organized in
British Virgin Islandsreported
Clients solicited
noreported
Form D file number
021-95748reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Citigroup Global Markets Inc.
    San Francisco, California
  • Credit Suisse Securities (USA) LLC
    New York, New York
  • Goldman Sachs & Co. LLC
    San Francisco, California
  • Merrill Lynch Professional Clearing Corp.
    New York, New York
  • Morgan Stanley & Co. LLC
    San Francisco, California
  • State Street Global Advisors
    London, United Kingdom
  • The Hongkong And Shanghai Banking Corporation
    Mumbai, India
  • UBS Ag
    Stamford, Connecticut
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
5.0%reportedadviser and related persons