DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
P••••••• A•••• B••••• L•
Gross asset value
$6.3M
as of May 21, 2014; not a fund size
Peak GAV
$6.3M
highest filing
Owners
9
beneficial owners reported
Minimum investment
$500,000
as reported
Adviser and related own
17%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
4 filings
Feb 13, 2013 to May 21, 2014
Reporting history
one row per Form ADV filing
Gross asset value$6.3M as of May 21, 2014
Feb 13, 2013$2.6M then
Owners9 as of May 21, 2014
Feb 13, 201310 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-190179reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- JP Morgan Financial Institutions GroupBrooklyn, New York
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNew York, New York
- Morgan Stanley & Co. LLCNew York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 17%reportedadviser and related persons