DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

A••• E••••••••• P••••••• I•• L•••

Private Equity Fundadvised byO•••••• C•••••• H••••••• A••• L••asset manager805-8624664370IAPD
Gross asset value
$220M
as of Jul 11, 2024; not a fund size
Peak GAV
$304M
highest filing
Owners
36
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
15%
of the fund
Owned by funds
50%
fund-of-funds interests
Non-US owners
63%
Reported
25 filings
Mar 31, 2015 to Jul 11, 2024
Reporting history
one row per Form ADV filing
Gross asset value$220M as of Jul 11, 2024
Mar 31, 2015$21.4M then
Owners36 as of Jul 11, 2024
Mar 31, 201531 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
master fundreported
Fund of funds
noreported
Organized in
Cayman Islandsreported
Clients solicited
yes, 13% of the adviser's clients investedreported
Form D file number
021-222750reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Axis Bank Limited
    Mumbai, India
  • China International Capital Corporation Hk Securities Ltd.
    Hong Kong, Hong Kong
  • First Republic Bank
    San Francisco, California
  • Merrill Lynch, Pierce, Fenner & Smith Incorporated
    San Francisco, California
  • Philip Securities Pte Ltd
    Singapore, Singapore
  • Standard Chartered Bank (Mumbai) Limited
    Mumbai, India
  • Standard Chartered Bank Vietnam Limited
    Hanoi, Vietnam
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
15%reportedadviser and related persons