DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S•••••• S••••••••• F••• I••• L•
Gross asset value
$36.5M
as of Feb 5, 2018; not a fund size
Peak GAV
$202M
highest filing
Owners
49
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
12%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
18 filings
Feb 10, 2012 to Feb 5, 2018
Reporting history
one row per Form ADV filing
Gross asset value$36.5M as of Feb 5, 2018
Feb 10, 2012$187M then
Owners49 as of Feb 5, 2018
Feb 10, 201249 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-70856reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- J.P. Morgan Clearing Corp.New York, New York
- State Street Bank And Trust CompanyBoston, Massachusetts
Across DFX
shared identifiers only
- R••••••• C•••••• S•••••• S••••••••• F••• I••• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 12%reportedadviser and related persons