DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

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Other Private Fundadvised byT••••••• P•••••• W••••• M•••••••••mixed wealth805-8667968846no longer reportedIAPD
Gross asset value
$290,895
as of Jun 30, 2020; not a fund size
Peak GAV
$557M
highest filing
Owners
212
beneficial owners reported
Minimum investment
$50,000
as reported
Adviser and related own
2%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
26 filings
Apr 2, 2012 to Jun 30, 2020
Reporting history
one row per Form ADV filing
Gross asset value$290,895 as of Jun 30, 2020
Apr 2, 2012$161M then
Owners212 as of Jun 30, 2020
Apr 2, 2012141 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Texas, United Statesreported
Clients solicited
yes, 60% of the adviser's clients investedreported
Form D file number
021-94104reportedthe join to the Form D offering
Type as written
MANAGER OF MANAGERSreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Pershing Advisor Solutions LLC
    Jersey City, New Jersey
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
2.0%reportedadviser and related persons