DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
C••••• C• X•• L••
Private Equity Fundadvised byC••••• M••••••••• L•••••asset manager805-8685544506no longer reportedIAPD
Gross asset value
$407M
as of Jan 29, 2021; not a fund size
Peak GAV
$407M
highest filing
Owners
168
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
14%
of the fund
Owned by funds
5%
fund-of-funds interests
Non-US owners
29%
Reported
8 filings
Mar 29, 2018 to Jan 29, 2021
Reporting history
one row per Form ADV filing
Gross asset value$407M as of Jan 29, 2021
Mar 29, 2018$343M then
Owners168 as of Jan 29, 2021
Mar 29, 2018167 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-297068reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- First Republic BankSan Francisco, California
- Morgan Stanley & Co. LLCNew York, New York
- The Northern Trust International Banking CorporationJersey City, New Jersey
Across DFX
shared identifiers only
- C••••• C• X•• L•• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 14%reportedadviser and related persons