DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
Z••• A•••• M••••• F•••• L•
Gross asset value
$30.5M
as of Sep 14, 2017; not a fund size
Peak GAV
$53.1M
highest filing
Owners
17
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
14%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
15 filings
Feb 24, 2014 to Sep 14, 2017
Reporting history
one row per Form ADV filing
Gross asset value$30.5M as of Sep 14, 2017
Feb 24, 2014$24.1M then
Owners17 as of Sep 14, 2017
Feb 24, 201430 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- yesreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- yes, 0% of the adviser's clients investedreported
- Form D file number
- 021-204509reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Wells FargoMinneapolis, Minnesota
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 14%reportedadviser and related persons