DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

C••••••• E••••• C••••••• L•

Private Equity Fundadvised byC••••••• E••••• C••••••asset manager805-8713615115no longer reportedIAPD
Gross asset value
$7.0M
as of Mar 31, 2017; not a fund size
Peak GAV
$185M
highest filing
Owners
44
beneficial owners reported
Minimum investment
$250,000
as reported
Adviser and related own
3%
of the fund
Owned by funds
63%
fund-of-funds interests
Non-US owners
0%
Reported
12 filings
Feb 10, 2012 to Mar 31, 2017
Reporting history
one row per Form ADV filing
Gross asset value$7.0M as of Mar 31, 2017
Feb 10, 2012$185M then
Owners44 as of Mar 31, 2017
Feb 10, 201244 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
021-140992reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • JP Morgan Chase Bank, N.A.
    Houston, Texas
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
3.0%reportedadviser and related persons