DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
S••••• P••••••• S••••••••• D••• I•••••••• V•• L•••
Gross asset value
$87.7M
as of Sep 30, 2024; not a fund size
Peak GAV
$87.7M
highest filing
Owners
80
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
4%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
3 filings
Mar 28, 2024 to Sep 30, 2024
Reporting history
one row per Form ADV filing
Gross asset value$87.7M as of Sep 30, 2024
Mar 28, 2024$87.7M then
Owners80 as of Sep 30, 2024
Mar 28, 202480 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-457032reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of America, N.A.Charlotte, North Carolina · LEI B4TYDEB6GKMZO031MB27
- Silicon Valley BankSanta Clara, California · LEI L9VVX1KT5TFTKS0MLF66
- Wells Fargo Bank, N.A.San Francisco, California · LEI KB1H1DSPRFMYMCUFXT09
Across DFX
shared identifiers only
- S••••• P••••••• S••••••••• D••• I•••••••• V•• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 4.0%reportedadviser and related persons