DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S•• O••••••••• I••• L•••
Gross asset value
$23.5M
as of Mar 30, 2026; not a fund size
Peak GAV
$41.5M
highest filing
Owners
36
beneficial owners reported
Minimum investment
$50,000
as reported
Adviser and related own
4%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
35 filings
Mar 21, 2012 to Mar 30, 2026
Reporting history
one row per Form ADV filing
Gross asset value$24.5M as of May 17, 2024
Mar 21, 2012$41.5M then
Owners36 as of May 17, 2024
Mar 21, 201233 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Virginia, United Statesreported
- Clients solicited
- yes, 16% of the adviser's clients investedreported
- Form D file number
- 021-132785reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Charles Schwab & Co., Inc.San Francisco, California
- National Financial Services LLCBoston, Maine
Across DFX
shared identifiers only
- S•• O••••••••• I••• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 4.0%reportedadviser and related persons