DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
T•• A•••••••• E••••••• M••••• F•••• L•••
Gross asset value
$840M
as of Nov 29, 2024; not a fund size
Peak GAV
$956M
highest filing
Owners
417
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
10%
of the fund
Owned by funds
2%
fund-of-funds interests
Non-US owners
50%
Reported
24 filings
Mar 23, 2012 to Nov 29, 2024
Reporting history
one row per Form ADV filing
Gross asset value$840M as of Nov 29, 2024
Mar 23, 2012$6.2M then
Owners417 as of Nov 29, 2024
Mar 23, 20123 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of America, N.A.New York, New York · LEI B4TYDEB6GKMZO031MB27
- Goldman Sachs & Co. LLCNew York, New York
- Goldman Sachs InternationalLondon, United Kingdom · LEI W22LROWP2IHZNBB6K528
- J.P. Morgan Clearing Corp.New York, New York
- Jpmorgan Chase Bank, N.A.New York, New York · LEI 7H6GLXDRUGQFU57RNE9
- Merrill Lynch InternationalLondon, United Kingdom · LEI GGDZP1UYGU9STUHRDP48
- Morgan Stanley & Co. International PlcLondon, United Kingdom · LEI 4PQUHN3JPFGFNF3BB653
- Morgan Stanley & Co. LLCNew York, New York
- UBS AgZurich, Switzerland · LEI BFM8T61CT2L1QCEMIK50
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 10%reportedadviser and related persons