DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
V••• A••• O••••••••• F••• H•••••••• L•••
Gross asset value
$118M
as of Sep 19, 2024; not a fund size
Peak GAV
$158M
highest filing
Owners
21
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
6%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
96%
Reported
5 filings
Mar 31, 2023 to Sep 19, 2024
Reporting history
one row per Form ADV filing
Gross asset value$118M as of Sep 19, 2024
Mar 31, 2023$158M then
Owners21 as of Sep 19, 2024
Mar 31, 202321 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-408389reportedthe join to the Form D offering
- Type as written
- CLOSED-END PRIVATE FUND THAT INVESTS PRIMARILY IN PUBLIC SECURITIESreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Citibank, N.A.Sioux Falls, South Dakota
- Computershare Securities CorporationProvidence, Rhode Island
- East West BankSanta Clara, California
- Marex Capital Markets Inc.New York, New York
- Pershing LLCJersey City, New Jersey
- Silicon Valley Bank, A Division Of First Citizens BankSanta Clara, California
- The Bank Of New York MellonNew York, New York
Across DFX
shared identifiers only
- V••• A••• O••••••••• F••• H•••••••• L••• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 6.0%reportedadviser and related persons