DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S•••• R••••••• P•••••••• L•
Gross asset value
$427M
as of Jun 10, 2024; not a fund size
Peak GAV
$427M
highest filing
Owners
93
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
7%
of the fund
Owned by funds
3%
fund-of-funds interests
Non-US owners
17%
Reported
12 filings
Apr 10, 2021 to Jun 10, 2024
Reporting history
one row per Form ADV filing
Gross asset value$427M as of Jun 10, 2024
Apr 10, 2021$138M then
Owners93 as of Jun 10, 2024
Apr 10, 202135 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-308677reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- First Republic BankSan Francisco, California · LEI YWC0TIKBQM2JV8L4IV08
- Frost National BankSan Antonio, Texas · LEI G5AHTAP80NWA3Q8RDC78
- Goldman Sachs & Co. LLCNew York, New York
- Plains Capital BankUniversity Park, Texas · LEI 549300OBLIP1F3NM5751
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 7.0%reportedadviser and related persons