DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

L••• G••••• L•••••••• L•

Gross asset value
$2.5M
as of Mar 25, 2024; not a fund size
Peak GAV
$3.3M
highest filing
Owners
5
beneficial owners reported
Minimum investment
$500,000
as reported
Adviser and related own
63%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
15 filings
Mar 20, 2018 to Mar 25, 2024
Reporting history
one row per Form ADV filing
Gross asset value$2.5M as of Mar 25, 2024
Mar 20, 2018$1.7M then
Owners5 as of Mar 25, 2024
Mar 20, 20183 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
021-280180reportedthe join to the Form D offering
Type as written
LONG ONLYreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • First Republic Bank
    San Francisco, California
  • Pershing LLC
    Jersey City, New Jersey
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
63%reportedadviser and related persons