DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
V••• V•••••••• L••
Gross asset value
$112M
as of Apr 26, 2024; not a fund size
Peak GAV
$551M
highest filing
Owners
60
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
24%
of the fund
Owned by funds
17%
fund-of-funds interests
Non-US owners
6%
Reported
11 filings
Jan 22, 2018 to Apr 26, 2024
Reporting history
one row per Form ADV filing
Gross asset value$112M as of Apr 26, 2024
Jan 22, 2018$255M then
Owners60 as of Apr 26, 2024
Jan 22, 201858 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Nevada, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-300179reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- First Republic BankSan Francisco, California · LEI YWC0TIKBQM2JV8L4IV08
- J.P. Morgan Chase BankNewark, Delaware · LEI 7H6GLXDRUGQFU57RNE97
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSan Francisco, California
Across DFX
shared identifiers only
- V••• V•••••••• L•• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 24%reportedadviser and related persons