DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

N• M••••• F••• L•••

Hedge Fundadvised byE••••••• S•••••••• G••••• L••former805-8808259155IAPD
Gross asset value
$236M
as of Mar 31, 2017; not a fund size
Peak GAV
$236M
highest filing
Owners
2
beneficial owners reported
Minimum investment
$100M
as reported
Adviser and related own
0%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
6 filings
Nov 25, 2015 to Mar 31, 2017
Reporting history
one row per Form ADV filing
Gross asset value$236M as of Mar 31, 2017
Nov 25, 2015$161M then
Owners2 as of Mar 31, 2017
Nov 25, 20151 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Cayman Islandsreported
Clients solicited
noreported
Form D file number
none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Bank Of America, Na
    New York, New York
  • Barclays Bank Plc
    London, United Kingdom
  • Bnp Paribas
    New York, New York
  • Citibank Na
    New York, New York
  • Citigroup Global Markets Limited
    New York, New York
  • Credit Agricole Corporate & Investment Bank
    Paris, France
  • Credit Suisse International
    London, United Kingdom
  • Credit Suisse Securities (Europe) Limited
    London, United Kingdom
  • Deutsche Bank Ag
    New York, New York
  • Goldman Sachs International
    London, United Kingdom
  • Goldman, Sachs & Co.
    New York, New York
  • Hsbc Bank Plc
    London, United Kingdom
  • Hsbc Bank USA, Na
    New York, New York
  • Jpmorgan Chase Bank, N.A.
    New York, New York
  • Merrill Lynch International
    New York, New York
  • Morgan Stanley & Co. International Plc
    London, United Kingdom
  • Morgan Stanley Capital Services, LLC
    New York, New York
  • Standard Chartered Bank
    London, United Kingdom
  • UBS Ag
    Stamford, Connecticut
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
0.0%reportedadviser and related persons