DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
C••••••• L•••••• L••• O••••••••• F••• I•• L•••
Gross asset value
$1.1B
as of Dec 23, 2024; not a fund size
Peak GAV
$1.6B
highest filing
Owners
145
beneficial owners reported
Minimum investment
$3.0M
as reported
Adviser and related own
14%
of the fund
Owned by funds
8%
fund-of-funds interests
Non-US owners
18%
Reported
30 filings
Aug 14, 2019 to Dec 23, 2024
Reporting history
one row per Form ADV filing
Gross asset value$1.1B as of Dec 23, 2024
Aug 14, 2019$328M then
Owners145 as of Dec 23, 2024
Aug 14, 201964 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-341229reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Citigroup Global Markets Inc.New York, New York
- City National BankLos Angeles, California
- Deutsche Bank Trust Company AmericasNew York, New York
- Northbrook Bank And Trust CompanyNorthbrook, Illinois
- The Bank Of New York MellonPittsburgh, Pennsylvania
- US Bank National AssociationMinneapolis, Minnesota
- US Bank TrustCincinnati, Ohio
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 14%reportedadviser and related persons