DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
A•••• 2••••• R••••••••• I•••
Securitized Asset Fundadvised byC•••• I••••••••• M••••••••• L••asset manager805-8822151730no longer reportedIAPD
Gross asset value
$6.9M
as of Aug 23, 2022; not a fund size
Peak GAV
$301M
highest filing
Owners
9
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
95%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
39 filings
Mar 30, 2012 to Aug 23, 2022
Reporting history
one row per Form ADV filing
Gross asset value$6.9M as of Aug 23, 2022
Mar 30, 2012$301M then
Owners9 as of Aug 23, 2022
Mar 30, 201214 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 6% of the adviser's clients investedreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Computershare Trust Co. N.A.Canton, Massachusetts
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 95%reportedadviser and related persons