DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
H•• E•••• S•••• V•••••• F•••• L••• • S••••• 1•
Gross asset value
$71.5M
as of May 6, 2024; not a fund size
Peak GAV
$73.2M
highest filing
Owners
32
beneficial owners reported
Minimum investment
$250,000
as reported
Adviser and related own
40%
of the fund
Owned by funds
84%
fund-of-funds interests
Non-US owners
0%
Reported
15 filings
Mar 28, 2019 to May 6, 2024
Reporting history
one row per Form ADV filing
Gross asset value$71.5M as of May 6, 2024
Mar 28, 2019$58.7M then
Owners32 as of May 6, 2024
Mar 28, 201932 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 13% of the adviser's clients investedreported
- Form D file number
- 021-316755reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Charles Schwab & Co., Inc.Phoenix, Arizona
- JP Morgan Chase BankNew York, New York
Across DFX
shared identifiers only
- H•• E•••• S•••• V•••••• F•••• L••• • S••••• 1• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 40%reportedadviser and related persons