DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

C••••• H••• ••••••••• H••••••• L•••

Gross asset value
$48.5M
as of Mar 27, 2013; not a fund size
Peak GAV
$48.5M
highest filing
Owners
6
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
9%
of the fund
Owned by funds
42%
fund-of-funds interests
Non-US owners
39%
Reported
3 filings
Mar 22, 2012 to Mar 27, 2013
Reporting history
one row per Form ADV filing
Gross asset value$48.5M as of Mar 27, 2013
Mar 22, 2012$31.9M then
Owners6 as of Mar 27, 2013
Mar 22, 20128 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
master fundreported
Fund of funds
noreported
Organized in
British Virgin Islandsreported
Clients solicited
noreported
Form D file number
021-134192reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Barclays Bank Plc
    London, United Kingdom
  • Credit Suisse Securities (USA) LLC
    New York, New York
  • Jpmorgan Chase Bank, N.A.
    San Antonio, Texas
  • Jpmorgan Securities Plc
    London, United Kingdom
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
9.0%reportedadviser and related persons